Shareholder Rights Directive II

Under COBS 2.2B.5 R of the FCA’s Conduct of Business Sourcebook, Amia Capital LLP (“the Firm”) is required to publicly disclose a clear and reasoned explanation of why it has chosen not to:

• develop and publicly disclose an engagement policy meeting the requirements in COBS 2.2B; and
• publicly disclose on an annual basis how this engagement policy has been implemented in a way that meets the requirements of COBS 2.2B.

The Firm invests across instruments and asset classes on a global basis, and investing in shares traded on a regulated market falling within the definition in COBS 2.2B forms only a small part of the Firm’s overall investment activities. The requirements set out in COBS 2.2B.6 relating to shareholder engagement, monitoring of investee companies and other issues are not at present relevant to the Firm’s investment strategy and activities and thus the Firm has not developed an engagement policy under these rules. However, if the Firm’s investment strategy changes in such a manner that the provisions of the Handbook become relevant, the Firm will amend this disclosure accordingly.